Discussion Paper
Performance as research / research by means of performance - a discussion paper by Alison Richards
PERFORMANCE AS RESEARCH/ RESEARCH BY MEANS OF PERFORMANCE
A DISCUSSION PAPER by Alison Richards, Deakin University
Presented to the Australasian Drama Studies Association Annual Conference, Armidale NSW July 1995 on behalf of the Performance as Research Subcommittee: Alison Richards, Bill Dunstone, Gordon Beattie, Tom Burvill.
"Basic Research is what I'm doing when I don't know what I'm doing"
Wernher von Braun
CONTENTS
Section A: An Overview of the Issues
- The Aim of This Document
- The Background
- The Response from ADSA
- Performance as Research - Initiatives
- The ADSA sponsored Peer Review Process
Section B: Conducting Performance Research
- Part One: Methods and Approaches to Performance as Research
- Making the Project
- The Role of the Researcher
- Audit of Resources
- Project Design
- Documentation, Notation and Analysis
- Part Two: Performance Is Research
- Part Three: Performance Research Specifics
- Descriptors of Performance
- When is 'research' not research?
- Bibliography
APPENDICES
- Appendix A: Performance as Research / Performance as Publication
- Appendix B: Some Issues in Performance as Research
- Appendix C: ADSA Policy on Performance as Research
- Appendix D: Performance as Research Peer Review Procedure - Guidelines
SECTION A: AN OVERVIEW OF THE ISSUES
How best to conduct research and practice in theatre/drama/performance studies, and how to map the links between them? These questions are of enormous current and future importance to 'theatre/and etc' staff members and students in tertiary institutions. Staff in such departments, or performance specialists within other academic groupings, are being asked to reposition themselves in response to the often conflicting demands of the maturing tertiary education and research industries. The need to demonstrate accountability and productivity translates into reporting mechanisms in teaching and research which require a considerable reorientation of staff priorities. The demands of the arts and communications industries, and the expectations of students in terms of pre-professional training, create different issues and opportunities, in addition to research directions which might emerge from interaction with other academic disciplines, or from particular questions of personal interest to scholars or students. The landscape, as Glenn D'Cruz among others has pointed out (D'Cruz 1995) is crisscrossed with the territorial clashes of discourse, power/knowledge and practice within and between 'the academy' and 'the profession'.
The status of performance as research/research by means of performance is ambivalent almost by definition. The very complexity of the phenomenon of performance provokes questions as to the researcher's position. Knowledge claims must be negotiated in relation to the researcher's status as 'outsider', student or more-or-less expert 'insider'; as participant or observer; and with regard to the variety of roles, craft skills, traditions and assumptions evident in the interactions between performance makers, and between them and their audiences, in specific cultural contexts. The modalities of performance, its vehicles and vocabularies, also vary enormously. Tacit and embodied knowledges are unikely to have been codified or even articulated verbally in anything like a systematic fashion. The researcher must be aware that the translations of research are also transformations of the lived experiences they and others exchange in the course of performance making and presentation.
Choice of research direction and methodology is of great importance. Even though it is so new as almost to lack a coherent body of literature of its own, this field of enquiry springs to life already marked with the difficulties and dissensions that characterise the contexts within which people who want to 'practise and research' must perforce operate. The formulation 'theatre/drama/performance' used above is itself an acknowledgement of the differences of interest and perspective evident within the broad field described through the membership of this Association, in its internally unstable, and evidently productive, relations.
The following discussion, and its accompanying guidelines, has been prepared for ADSA members and other interested researchers at the request of the Executive. It is not intended to be definitive or prescriptive; it is obviously marked by my own passions, practice and prejudices. Responses on any or all of the issues raised are welcome and necessary.
It is however designed to assist researchers by:
- suggesting the outlines of the field of performance as research
- providing a starting point for the processes of peer evaluation which will consolidate performance as research as a bona fide academic activity, and
- clarifying ADSA's policy on performance as research, together with the procedures for peer review so far approved.
The question of the status of theatre practice within academic institutions has been debated extensively by ADSA members and other tertiary performing arts researchers and educators.
In recent years, a focus on 'the performance event' has had a significant impact on the methods and objects of study of many tertiary theatre and drama departments. This impact has not been confined to those institutions with training as their main focus; performance process, performance practice and performance analysis have become increasingly prominent in 'university' departments once confined to a more traditional occupation with theatre history, dramaturgy and textual analysis (McAuley 1991).
Theatre and drama academics and students have wanted to, and have been increasingly encouraged and indeed expected to, conduct workshops and 'make plays' and other performance events. However, host institutions and the broader scholarly community have been slow to recognise the value and validity of these activities, and to provide the necessary resources for their successful implementation.
Within the 'tertiary sector' itself, the gulf between 'educators' and 'trainers' is still wide - the kinds and genres of theatre work done, and the skills and attitudes instilled in students, differ greatly between universities, the ex-CAEs, TAFE colleges and elite training institutions such as NIDA. Where attention is given to practice, theorists are treated with some suspicion; where theory rules, practice is overlooked or offered with only a cursory regard to the adequacy of time and resources.
Even in institutions where the metaphor of performance, or studies of the performative in other contexts, has informed the work of scholars in cultural studies or the social 'sciences', academic staff involved in performance making have had difficulty getting the demands of practical work recognised for workload and performance assessment purposes, including promotion opportunities.
On the other side of the fence, the general suspicion of 'intellectuals' on the part of theatre professionals has shown few signs of dispersing, despite the increasing numbers of seasoned practitioners seeking entry to universities at both undergraduate and postgraduate level. The language of academic analysis, and indeed the repertoire and stylistic preferences displayed by university-sponsored traditions of theatre making, are sufficiently different from those current amongst working professionals to create continuing problems of intercultural communication.
Over a period of time, many of the 'avant gardist' or 'marginal' innovations sponsored by tertiary institutions have been adopted or adapted for more populous audiences; however it remains the case that there is only a tenuous link between an initial theatre arts education and professional destination. Many of the profession's 'officer class' of managers, administrators and artistic directors are university graduates, but by no means all have a specifically theatre based background (Tait 1993).
These differences between institutions and traditions of practice may or may not be constructive. They are certainly competitive, and the competition is likely to become even more intense with the growing politicisation, and the perceived increase in economic value, of 'the cultural industries'. The tenuous status of theatre as an artform and a profession continues to impact on the position of scholars who make it their study, even as those more theoretically inclined argue for a re-orientation to the language of 'performance' - a change which to those outside the academy seems as obscure as any other intellectual move (Schechner 1992).
What is the likely role of scholarship under these circumstances? What is the most desirable and valuable role? What values, and value, can tertiary theatre/ drama/ performance studies scholars negotiate when the one thing that seems obvious is that solid research on performance practice, its institutions, organisation, policy and discourses is crying out to be done? That the groundswell also indicates a burning desire on the part of many academics to 'do it' - to practice and not merely to observe - adds a further level of complexity to the brew.
There are those who would argue that this enthusiasm is misplaced. Performance is a difficult enough phenomenon to analyse, they would argue, without encouraging intellectuals in the delusion that they can be competent theatre makers as well. While these voices of caution deserve respect, I prefer (as will be seen) to include the position of 'outside' observer as one valid perspective from which research into performance might be undertaken. I would also argue that a background in at least one discipline of performance practice is of enormous benefit, in conveying some of the crucial detail of 'local knowledge' to anyone wishing to undertake performance research.
The position taken here is an inclusive rather than an exclusionary one. It attempts to acknowledge both the existence of different modes of practice, and the desire on the part of both intellectuals wishing to practice, and practitioners seeking contemplative space in and/or dialogue with academic institutions, to exchange insights and information about performance and its possibilities.
Since 1992, ADSA has sponsored a process of discussion and policy making in order to establish performance practice and research, including research by means of performance, as an integral aspect of professional scholarly activity. Documents presented to ADSA Executive and General Meetings are attached as appendices. They include:
A. Performance as Research/Performance as Publication (Richards 1992). Discussion paper presented to ADSA Executive meeting February 1992; this paper surveyed the issues facing academics seeking institutional and professional recognition of practical theatre work. In particular, a distinction was made between performance as research, and performance as equivalent to publication in other fields.
B. Discussion paper (Richards and Dunstone 1992) presented to the ADSA Conference in Wollongong, November 1992. This paper attempted to tease out the complex of issues involved in the general question of performance practice and its status as research.
C. Draft policy on performance as research adopted at the same conference.
D. Draft policy on peer review processes (Richards and Dunstone 1993) presented to the ADSA Conference in Perth, and adopted as a basis for future performance research activity. NB: Guidelines adapted for current practice are printed below
E. This document, as a set of guidelines for researchers and as a basis for further discussion, was commissioned by the ADSA Executive meeting at the ADSA Conference in Adelaide in 1994.
The main conclusions drawn have been:
- That the practice and analysis of performance, as distinct from theatre history and dramaturgy, is an increasingly important focus for academic research and teaching.
- That practical performance activity, as distinct from the observation and analysis of performance and its texts and byproducts, is a valid mode of academic research.
- That universities and other bodies should be encouraged to broaden their definition of research to include practical performance work, including student productions.
There were however some important qualifications:
- That while all performance practice involves research, and is a potential vehicle for research, not every performance project is automatically a bona fide research project.
- The amount of time and the quality of staff effort involved in maintaining a performance culture within tertiary institutions should be recognised, and arguments with regard to resourcing, promotion of staff etc. should be strongly put. However, as in other academic disciplines, a distinction should be maintained between research, teaching, general scholarly enquiry, and work which has artistic creation as its main aim.
All are valid activities in a university context, but although closely related (and even possibly able to be combined within the same performance activity) the orientations of these activities are different. Where research proper is concerned, a reasonably common set of approaches, a scholarly vocabulary or vocabularies, a general approach to appropriate research methodologies, and processes of peer review need to be established.
Performance as Research - Initiatives
The concession by DEET in the 1995 ARC Research Quantum, which establishes public exhibition and performance as a scorable item in listings of 'publications', is an inadequate but important beachhead. Given that this is a new and relatively unexplored field of enquiry, ADSA has determined that priority should be given to establishing guidelines and opportunities for members to assess, review and debate examples of performance research. A number of important initiatives have so far been taken, which interested people are encouraged to enquire about and participate in. They are:
- The inclusion of performance research in the ADSA Research
Register, compiled annually by Geoffrey Milne at La Trobe University.
Copies of this year's Register, and forms for inclusion in the next
edition, are available from Julie Olarski at the Division of Drama,
School of Theatre and Film Studies, La Trobe University, Bundoora,
Victoria. Email drajao@lure.latrobe.edu.au.
- Setting up a process of peer review. It should be noted that
the ADSA policy on peer review departs in several important aspects
from the standard practices of review current in other academic
disciplines. Generally, peer review processes involve 'blind'
circulation of papers, often internationally, to editorial panels or
selected examiners.
Since it is recognised that attendance at actual performance events may be necessary, while funds to support the attendance of reviewers from geographically distant places may not be available, the involvement of local 'peers' has been seen as desirable. Anonymity is also inappropriate; on the contrary, dialogue between the researcher and the review panel prior to the event in order to establish evaluative focus and criteria will facilitate the review process.
The ADSA sponsored Peer Review Process - an outline
1. The researcher will, preferably with three months but at least one month's notice, contact a member of the Performance as Research subcommittee and/or their local ADSA Executive member with notice of their intention to present a research performance for peer review.
2. At least two (and no more than four)referees acceptable both to the researcher and to ADSA will be agreed upon; either party may contact the referees for their assent and availability.
3. The researcher will provide each referee with a copy of their research proposal, which should contain short statements in plain language describing:
- the project aim(s)
- the research question
- the methodology (including resources, if appropriate)
- the performance vocabulary
- the role of the researcher within the project,
- the status of the performance with regard to the research process as a whole, and
- any appropriate advice to the referee as to which aspect or aspects of the performance should attract particular attention for purposes of evaluation.
A copy of this document should also be sent to the ADSA representative.
4. The researcher is positively encouraged to contact the referees prior to the date of the research performance showing, to discuss these and any other points of clarification raised by the referee or by ADSA. Whether or not this is possible, there should be a further time made for a briefing on the day prior to the performance. If suitable referees cannot physically attend the performance, it may be possible to substitute a video/audio record with the agreement of all parties including ADSA reps.
5. After the performance showing, the referees' individual written reports should be sent to the ADSA representative, with copies to the researcher; the referees should not discuss their responses with each other at least until after this has been done.
6. If both the researcher and the ADSA representative are satisfied that the referees' responses indicate peer acceptance of the standard of research demonstrated by the performance, the ADSA copies of all documents should be sent to Jim Davis, School of Theatre and Drama, UNSW, who has volunteered to create an archive.
7. If appropriate, a videotape or other record of the performance, together with any written analysis or exegesis by the researcher, may also be archived. This archive should be accessible to other researchers provided acknowledgement is made as is standard with other cited publications.
8. A list of refereed performance as research projects will be co-ordinated by ADSA and published annually in the Research Register and electronically through theatreoz; such listings can then be used as documentary support for 'publication' status.
The pool of willing 'peers' is being co-ordinated by Bill Dunstone at UWA. State reps on the ADSA Executive have been nominated as unofficial area 'peer' co-ordinators. Please notify ADSA if you are willing to serve as a referee, or if you know of research projects which have reached the review stage and have had referees appointed, so that comprehensive data can be kept.
- The Philip Parsons Prize. As practical support and promotion
for the field of performance research, ADSA has established an annual
prize for an outstanding student research project, in memory of Dr
Philip Parsons. The Prize will be awarded for the first time in 1995,
and will be presented by Katharine Brisbane at the ADSA Annual
Conference. Details of the entry requirements and procedures for the
1996 prize are available from Alison Richards, phone and fax 03)
8201195, or from Adrian Kiernander at UNE email
akiernan@metz.une.edu.au.
- One day conferences on topics in performance research - this initiative is currently being canvassed. UWS and Deakin have already expressed interest in hosting such days in 1995/96. Ideas, participants and other offers are welcome!
SECTION B: CONDUCTING PERFORMANCE RESEARCH
This section is in three parts. Part One offers some hints on methodology. Part Two discusses the ways in which performance as research conforms to common standards of research practice. Part Three discusses the ways in which it might vary, and opens debate on issues associated with modality, positionality, notation and documentation.
Part One: Methods and Approaches to Performance as Research
1. Making the Project: Performance and Research
The first issue confronting the potential researcher by means of performance is to decide what the relationship will be between the performance making activity and the research activity. 'Doing a play/making a dance' is not a research topic. 'Doing a play/dance /installation about X' where X is the nominal topic of research, is a statement which reduces or ignores the complex process of composition - translation, selection, transformation and reiteration - which is required before 'topic X' can be mediated by means of a performance form.
Potential research projects into and by means of performance have a much broader horizon than that canvassed by what we might call the generalist fallacy and the transparency fallacy represented by the two examples above. The following are some possible avenues for research - I have framed these in ways which might suggest a research approach.
Research might take place on, for example:
- a particular phase or phases of a performance process;
- the links or disjunctions between stages of training or rehearsal;
- the segmentation evident in a performance composition;
- differences of approach between two performance versions of the same originary text;
- the rehearsal practices of a particular performance ensemble;
- a comparative analysis of the compositional strategies of two or more groups or individuals;
- the assumptions underlying particular approaches to training;
- a survey of genre skills required of performers in particular contexts;
- observation, analysis and evaluation of new strategies in a training specialisation such as physical action or voice production;
- the effect of a particular context, the intervention of a particular artist or the implementation of a particular approach, on a performance process;
- the training implications of interdisciplinary performance making strategies;
- shifts in performers' preparation techniques in different contexts, or over time.
A research project may well wish to use performance to test a theory or an approach, where the performance based work is the outcome of the research process. However, this does not necessarily imply a full scale production.
Research might take place on, for example:
- a comparison of the effects of casting for gender, race or body shape on a particular piece of performance material;
- the effectiveness of different workshop methods for generating performance material;
- the effect of different kinds of directorial intervention on actors working on a scene;
- the impact on a test audience of different choices in presentational strategies, or alterations e.g. in lighting or the position of stage objects;
- the effect of transforming the same originary material into more than one performance modality, style or genre.
This is not of course to say that a researcher who wishes to rely on or to include performance making in their research project can or should be able to formulate a research hypothesis with the degree of specificity demanded of someone working in the natural sciences. Performance is generative - the performance result may well not be forecast at the start of the process, and may well not be the same as that which another project with similar intentions will achieve. It is far from desirable that research by means of performance should either rely on or produce predictable, boring performance!
However, the researcher will always be an observer, whether or not they are a participant. Whatever the performance style, it is important for any researcher to be as clear as possible about the question they are asking about, and within, the performance process. As Pierre Bourdieu argues, a researcher must also as far as possible be reflexively aware of the effect of their own perspective and assumptions on their research activity and its outcomes (Bourdieu 1990).
There are a number of obvious perspectives from which research by means of performance can be undertaken. The researcher may observe and record the efforts of others; and the researcher could be the project leader who assembles the forces and resources required in order to conduct the research, including the performance component. However, these by no means exhaust the possible perspectives from which research into and by means of performance might be undertaken. The researcher may be a design or lighting expert wishing to explore the application of new technology, a stage manager wanting to test the effectiveness of systems of communication, a choreographer or a performer interested in experimenting with proxemics, a chorus member keeping a log on the effectiveness of hierarchical compared with consultative styles on the part of management or musical director ...
The basic requirement is that you assess the question you want to ask, and the resources you have at your disposal, in the light of the effect your position is likely to have. How many extra resources will you require? What effect is your project likely to have on the dynamic of the performance process in which you are engaged? It would be a good idea to know:
- How many other people will be affected by your investigation?
- What stake do they have or might they have in the project or its outcomes?
- How much information/advice/consultation with others is required?
- What effect will their level of skill and/or attitudes have on your work?
It is one thing to have an exciting idea for a performance as research project - it is quite another to amass the resources to carry it out. Necessary resources might include space, personnel, equipment, additional expertise, administrative or technical support, materials for the construction of settings or costumes, etc.
What resources are available to you without cost? What budget restrictions will you need to work under? What need do you have for financial support, and what opportunities are there to acquire it? No professional performance project goes ahead without a budget; the same should be the case for the research project at both undergraduate, postgraduate and staff level.
It is important to arrive at a design for your research project. This will identify
- the type of performance project or activity concerned;
- the aspect of performance under investigation;
- the general aims of the research project;
- as far as possible, a specific research question or questions;
- the context of the performance project or activity, and its organisation. You should differentiate where appropriate between social, economic and aesthetic issues affecting the organisation of the project;
- the body of theory that might inform your investigation - this could be a general category (such as feminist, marxist, phenomenological, behaviourist or hermeneutic), a particular theorist (such as Stanislavski or Kristeva) or approach (such as action research), or something quite specific such as Bloggs' contention that only leather masks can be truly effective in commedia dell'arte.
It will also provide a framework for the process, including
- an appropriate method by which it is proposed that the performance activity be documented, notated and analysed;
- a review of the relevant literature, and/or relevant non print material, and/or a listing of the human 'sources' it is proposed to consult;
- a timeline showing important phases in the process and when they might be expected to occur. As the design firms up, this should include deadlines that are as firm as possible; and
- an outline of the methods you might employ to check, evaluate and validate your findings.
- It is also vital that the research design include a consideration of
- the position and role of the researcher with regard to
a) the particular research focus and
b) the performance making process as a whole; - the equipment and resources required to carry out the research;
- the tasks required of the researcher, in the service both of the research and the performance activity;
- the craft or specialist vocabulary employed by those engaged in the aspect of performance under investigation;
- the key practices under observation and analysis;
- the level of negotiation the researcher will need to engage in, and the number of people involved; and
- provision for any ethics clearances required by authorities organising the performance context, and/or by the researcher's host institution.
5. Documentation, Notation and Analysis
We can begin this topic by stating quite confidently that as yet, no adequate or universally applicable system for documenting, notating or recording performance has been developed! However, that doesn't mean the attempt shouldn't be made, or that the resulting record will be useless. Far from it - even those who think they have an iron grip on the proceedings and a faultless memory may be very glad of the opportunity to revisit their notes, or the audio or visual record, either for a refresher or for a new perspective on detail they may have missed.
For those who have not had the opportunity to be present at the performance itself, such a record will be the only available means they have to imaginatively reconstruct, 'read' and assess the project. One aim of research is to disseminate improved methods and useful findings, so as to provide the opportunity for future reflection and so that an assessment can be made of the project's contribution to the body of available knowledge. The compilation of adequate documentation and the provision of a notation are important aids to both current and future researchers' analytic capacity.
There are many possible ways of attempting to build and preserve such a record.
Documentation and notational resources basically offer a choice of
- writing
- drawing
- diagram (including formal music or dance notations) and
- technology - written, audio or visual recording by means of analogue or digital process.
Documentation
The ideal documentation is a record of the entire process - as we have acknowledged, this is both theoretically and practically impossible. The researcher is thus faced with the task of amassing the most accurate and helpful record possible. It may be appropriate to attempt a videotaped record, but hours and hours of bad visual footage is not necessarily much help. If you have access to the budget and the technical support, go ahead - an edited version may be very useful. If not, save the video for the 'peak moments' including the performance itself if included, and consider the keeping of journals, the making of sketches, interviews, a regiebuch - whatever works most clearly and succinctly.
Notation
A codified record of the actual performance product or other output as appropriate. It may include a script, a musical score, set, costume or lighting designs, and a dance score or outline of use of space or choreographed movement. It may also include diagrams, sketches, photographs, and/or supporting audio or video tapes; since once again there is no single satisfactory method of notating a complete performance, it is more than likely that you will need to include more than one form of notation, backed up by documentation.
Analysis
The framework for the analysis will have been supplied in your original research design. Refer to this, and to any subsequent statements and/or referees' reports, when analysing and evaluating the project as a whole. When you have completed your analysis, and are ready to formulate your conclusions, do also make time to include a reflection on your own development, and what you have learned personally from the experience. You may well find that this exceeds what can be comprehended within the formal analysis and evaluation - it is from within this 'excess' that the germs of future investigation can often be found.
If all this looks daunting, it's not surprising! Research by means of performance undoubtedly creates an increased workload compared to that of the 'civilian' performance maker. However, many of the requirements are quite similar to those asked of performing arts students already, and the benefits in terms of increased understanding, clarity of thinking and the creation of resources for future work are soon apparent.
Part Two: Performance Is Research Performance research/ research by means of performance, like any other research process, is distinguished Like other fields of research, it has the general aim of contributing to knowledge by As in other fields of research, a useful theoretical distinction may
be drawn between 'pure' and 'applied' research - although, as in other
experimental processes, this may have more to do with the focus and
organisation of the materials than with the presence or absence of a
practica/material component in the research design. Debate on the status of the creative arts within academic
institutions has focused on the difficulties of establishing the
reliability and validity of evaluative processes where works of art are
concerned. Can meaning be securely established? Is commonality of
interpretation desirable or possible? Is it either possible or
desirable to apply standards of scientific enquiry to activities where
individual opinion and taste may be at issue? Opposition to the establishment of disciplines of enquiry such as
performance research has most often been articulated from a scientistic
position which emphasises universal standards of truth, and the
invalidity of research which cannot be expressed quantitatively.
Emphasis on the importance of measurement and quantification can be
found, for example, in standard texts on research methodology such as
Paul D. Leedy's Practical Research: Planning and Design (Leedy 1993).
In other respects, however, the 'heuristic circle' of performance
research conforms to the process model Leedy outlines. This may be
characterised as Research by means of performance shares characteristics of other
experiment based research, in that 'actioning' the research question
involves the elaboration of methodical practices by means of which the
enquiry can proceed. It is clear however that these practices may vary considerably from
one context to another. Since the performance event is characterised by
collaboration and co-presence, performance research is interested less
in standardising methodology than in interrogating practice from a
variety of positions. In particular, research by means of performance
offers an opportunity to research 'from the inside' as well as 'from
the outside' (see Schechner 1988). While the researcher may be purely
an observer, or have an 'overview' position such as that of the
director or animateur, this is by no means certain. It is useful
therefore for performance researchers to be self-reflexive, and to
query both the traditional ascription of 'objectivity' to the
researcher, and the distant and hierarchical relation traditional
between researcher and the subject or object of research. On these issues, Performance Research might usefully adopt strategic
positions advanced in the debates on research in other cultural arenas.
Researchers in social theory, language and literature, cultural
studies, anthropology and feminist/ women's/ gay/ queer studies, for
example, have engaged in extensive discussions around issues of
positionality, ideology, observation, translation and interpretation. I
would particularly recommend Shulamit Reinharz' excellent book Feminist
Methods in Social Research (Reinharz 1992), for her coverage of the
practical and ethical, as well as the epistemological, issues involved
in choosing appropriate research methods, considering dilemmas of
distance and closeness, and conducting cross-cultural and
cross-disciplinary enquiry (for other possibly useful texts, see
Bibliography). The 'quantitative/qualitative' debate has now been raging for some
decades. If nothing else, growing awareness of the current and future
importance of global geopolitical and cultural diversity has alerted
Western researchers to the pitfalls of assuming that their own position
and values can automatically be classified as clear and universally
applicable, and that 'objectivity' can automatically be assigned to a
particular set of research procedures. In the process, the confidence once exhibited by Popperian
positivism has been modified; Paul Feyerabend, for example, has been
instrumental in challenging mainstream science to argue for, rather
than simply to assert, its superiority over such bodies of knowledge as
astrology or even voodoo. To quote Queensland philosopher of science
A.F. Chalmers: In this climate, those working in Performance Research, including
research by means of performance, have a new opportunity to have their
voice heard, and to have their field of enquiry acknowledged and
respected. Part Three: Performance Research Specifics Performance Research requires an acknowledgement of, and familiarity
with, the characteristics and the contexts of the performance event and
its contributory processes. Almost as important is an appreciation of
the structures and modalities by means of which and through which
performance is organised, the practices by means of which it may be
made manifest, and the sign-systems or 'vocabularies', including the
non-verbal, employed by its practitioners. It is not my intention here to engage in an extended discussion of
the various theoretical and practical approaches which may inform
performance research. There are already a number of contending schools
of thought; however, if one may broadly link Performance Research with
its support discipline in Performance Studies, the influence of
structuralist and post-structuralist thinking is evident. Borrowings
from anthropology, ethnology, phenomenology, social and cultural
theory, semiotics and feminist scholarship have fruitfully informed the
understanding of performance phenomena which now underpins research in
the field. Theatre semiotics, despite having failed to achieve the
profile in Australian and other English speaking cultures that it has
had in Europe, remains an important source of intellectual stimulation,
particularly with regard to issues of performance segmentation and
analysis. I would like to offer the following list of suggested descriptors of
performance for the consideration of researchers in the field: Finally, it may be useful to consider some of the pitfalls that can
await the unwary researcher. I have cast this section in the form of a
dialogue: I should hasten to acknowledge that while this imaginary
debate has been flavoured from experience, the 'Interrogator' was not
always me and the 'Claimant' was not always somebody other than myself! When is 'research' not research? I have spent some time arguing for a broader understanding of
research than that articulated by those defending quantitative or
laboratory based research in the natural and social sciences as the
norm, and have tried to show how the term 'research' can be
legitimately applied to the investigation of activities surrounding
performance. Unfortunately however, the term also has something of a
vogue as a coverall claim, which makes the work in question sound deep
and important. The criteria outlined in Part Two above can be applied
to interrogate some of the woollier ways in which performance makers
might be tempted to describe what they are doing as 'research'. An
imagined dialogue might go like this: Although every process of enquiry has the potential to throw up
lines of research, not every effort, attempt or initial exploratory
essay has sufficient clarity, focus or precision to count as research.
A rigorous process of research formulates a problem, and tests its
assumptions as much as its results - just because it occupies and/or
feels new to you, it may not prove either interesting or useful to
anyone else. 'Theory' is another term subject to misuse. Scholars in the arts and
humanities (including those aspiring to the condition of 'science')
like to use it because they are deprived of anything as grand as a
'law'. There is no such thing as 'theory' - only particular
compositions of ideas with different epistemological and axiological
claims. Theories are tools: they may be extremely useful, but only if
you have the right one for the job. On the other hand, there is no such
thing as a 'fact' without an informing theory, and it is a good idea to
find out what that theory might be - just try to approach the business
of building and using abstractions as precisely as possible, with a
critical eye on their applicability to the case at hand. While a detailed dramaturgical enquiry may well be evidence of or
result in a high quality of applied research, this is not necessarily
the case whenever 'sources' are involved. As in other fields of
enquiry, the work or the research of others may simply have been
replicated or even diminished; to qualify as research, the maker of new
work must be able to demonstrate and defend both the originality and
the significance of their contribution. The claim that performance activity is 'pure unto itself' and
consequently has no need for verbal explanation, is put with passion by
some performance makers. It is currently the cause of controversy in
some universities, where debate is occurring over whether or not
creative arts research degrees ought or ought not to require a written
exegesis. The issue may be less acute where the publication of 'creative work'
per se is an appropriate and acceptable activity. I also have some
sympathy for the effort to make the performance, rather than the
exegesis, the central research activity; we certainly cannot assume
that all non-verbal performance modalities will have an exact or
satisfactory verbal expression. However, a) all performance activity is complex and polysemic. If a
performance activity is to qualify as research, an observer who has not
been involved in the process must be able to understand the research
question, and to pay attention to that aspect of the performance which
tests or demonstrates the researcher's response. b) all performance behaviour is expressive; the need to communicate
is of paramount importance. The researcher in a non-verbal modality
should be able to If this cannot be done, they would be well advised to consider the
inclusion in their documentation of supporting or exegetical written
material. They may of course simply require If the speaker in this case is putting in a significant effort to
solve these problems, their work may be classifiable as 'basic
research', and we should wait to see if they can indeed come up with a
method of analysis that can be appropriately conducted in the absence
of a supplementary verbal support. If they actively resist the
exercise, the status of the activity as 'research' must be treated with
a degree of scepticism. These questions relate to the stages common to all academic
research, supplemented by the demands of performance research as a
particular field. As in any other field of research, the work being
done may be of greater or lesser substance, greater or lesser
significance, and be making a greater or lesser contribution to new
knowledge in the field. It is of professional importance for us as
scholars within the broader academic community to be able and willing
to hold our work up for examination and dissemination; this includes
self-examination and the capacity to distinguish within one's work on
the basis of its rigour and application. It doesn't really help matters for academics or practitioners to claim that 'every little thing they do' is research. This is, of course, not to discount the 'happy accident' or the
sudden insight gained in the course of routine pursuit of one's craft.
Neither is it to deny that one's everyday activities are rich with
opportunities for research; it's just that unless they are followed up
rigorously, they remain opportunities rather than achievements. These issues apply with particular force to those engaged in
research by means of performance. Precisely because of the complexity
of the performance process, it is quite possible for the researcher to
become overwhelmed by information, or to have their attention
distracted entirely - for example, by the need to come to terms with an
organisational or skill-based problem or an emotional difficulty. In order to keep a clear focus on the research question, the researcher needs to make regular space in order to: Those making a concerted ( even if temporarily unsuccessful) effort
to come to grips with these issues may be said to be engaged in a
genuine process of research, or are at least engaged in learning about
research. If not, their process is simply not rigorous enough to
qualify. Their experience may result in learning; later, when they have
an opportunity to reflect, they may be able to use their experience as
the basis for a subsequent research process. Right now, however, they
are not researching.
a) by rigorous reflection and investigation, b) by the
clarity and specificity of its research questions, and c) by the
openness of its processes to question and evaluation by others.
a) generating new kinds of knowledge, and/or b) offering new interpretations or perspectives on existing knowledge.
1. Identification of a field or problem, and design of a project including:
2. Accumulation of relevant 'data' and/or information
3. Formulation of a research question or questions
4. Articulation of an actionable hypothesis
5. Articulation of a research methodology
6. Testing the hypothesis (may include the accumulation of more data)
7. Analysis of results
8. Formulation and publication of conclusions.'Philosophers do not have the resources that enable them to
legislate on the criteria that must be satisfied if an area of
knowledge is to be deemed acceptable or "scientific". Each area of
knowledge can be analyzed for what it is. That is, we can investigate
what its aims are ... and we can investigate the means used to
accomplish those aims and the degree of success achieved. It does not
follow from this that no area of knowledge can be criticized. We can
attempt to criticize any area of knowledge by criticizing its aims, by
confronting it with an alternative and superior means of attaining the
same aims and so on. From this point of view we do not need a general
category "science" with respect to which some area of knowledge can be
acclaimed as science or denigrated as non-science' (Chalmers 1982: 166)
- the axis of locatability. This includes social as well as spatial 'location'.
-
the axis of recourse or responsibility. This includes the degree to
which the performance maker is held accountable for, or is identified
with, the claims and events presented during the particular
performance, i.e. the extent to which the performance is, can be or
should be believed.
- the axis of metaphoricity (see below). From
the point of view of those in social authority, it is important to
establish by means of codes or convention the recognisability of, and
hence the degree of permission granted to, the play of metaphor in
performance. Administration of this axis, in combination with the axis
of recourse, can be difficult in practice. It continues to cause a
great deal of anxiety to censors everywhere, as well as to scholars
arguing over that hoary old question of the extent to which the
performer is 'lying' (see Barish 1985).
- the precision with which performance elements are shaped,
- the method and ordering of elements into sequences and their segmentation, and
- the tightness with which both elements and sequences are bound together.
In
order to adequately analyse a particular performance, or a genre or
tradition of performance, for the network of craft practices, the
aesthetic, and the articulated and tacit assumptions and codes which
organise its observable practices, an extensive accumulation of data,
as well as a familiarity with the epistemological landscape of the
ideas presented, is demanded of the researcher.
However, there is no one position from within the
performance making process or in the performance event which is ipso
facto more privileged than any other from the point of view of
Performance Research. Indeed, the investigation of performance process
from 'non-standard' perspectives (such as, for example,that of the
stage manager or an orchestra member) or fleshing out an analysis using
a multiperspectival approach, are exciting possibilities for the
researcher as they may reveal important and useful information. This
may be accomplished by observation and interview, by a team approach to
research, or by participant or 'native'observation, in the case of
research by means of performance (see above). The researcher must be
aware that information obtained from the point of view of the 'outside
observer', from extended participant observation, and from 'the
native's point of view' is likely to differ substantially in both
ideology, organisation and epistemological reach.
These
issues have been debated extensively in the anthropological,
ethnographic and ethnomethodological literature (see, as a starting
point, Geertz 1983). Translated into the language of performance, there
are always three possible positions to take up with reference to any
situation within the whole performance sequence:
- performer
- audience, or
- observer.
These
three basic positions can of course be multiplied by the number of
roles within the specific situation: teacher, trainee, technician,
director and so on. However, in each case these three positions
organise the available perspectives from which the interactions of that
role can be experienced. For example, a member of an audience is also a
performer, for whom the performer is audience, observed with chagrin or
pleasure by the critic and differently perhaps by the entrepreneur. An
awareness of the importance of positionality in performance research
opens dynamic possibilities to the researcher. This is especially so in
the area of research by means of performance, where participant
observation or 'native ethnography' on the part of the researcher
(providing of course that they have or are willing to obtain the
relevant skills) promises a richer degree of understanding, and a new
horizon of information, open to be explored by those teaching and
researching in academic institutions.
All this of course implies that:
Claim One: "I'll just research that for you".
Interrogation:
"What is your question? What are your assumptions? What is the process
by which you intend to test the value of your results?"Claim Two: "Well of course my work is theoretically informed".
Interrogation:
"That's great. Which theory? At what level of abstraction is it aimed?
Just what exactly did John Cage/Judith Butler/Rudolf Laban say that you
think will be relevant to the enquiry you wish to undertake by means of
performance? In forming your hypothesis, can you predict to what extent
your work will support, modify or contradict the theories you refer
to?"Claim Three: "My work is based on my research into X".
Interrogation:
"What did you investigate? What methods did you use? What is the
relationship between your original sources and the performance outcome?
What new insights or contributions to knowledge have emerged in the
process?"Claim Four: "My research is private/personal/pre-verbal/non-verbal".
Interrogation:
"Could you begin to articulate or at least describe in outline the ways
in which you are working and the reasons for the choices you make? What
language do you use to share or pass on cues or important information
about your process? If you can't talk about it, or if you won't write
about it, in what other ways can you demonstrate the solidity of the
knowledge you feel you are acquiring, and the way(s) in which it is
organised?"Claim Five: "Oh well, it's all research really, isn't it?"
Interrogation:
"Could you specify the aim of your activity? What are its goals, and
possible outcomes? Do you have a thesis, or at least a set of
articulated questions in mind, which organise your focus? How many
different kinds of activity are you engaged in here, and can you
distinguish between them? Can you suggest some criteria, and a
procedure, by which these activities and sub-activities might be
assessed and evaluated? If you can, what are they?"
Acknowledgements
In the past three years, I have benefited greatly from conversations
(and sometimes arguments) on this and related topics with my colleagues
in ADSA. I would mention particularly Bill Dunstone, Geoff Borny, Gay
McAuley and Gordon Beattie. Another valuable forum has been the
Melbourne Performance Research Group - my thanks to Norman Price, Glenn
D'Cruz, Denise Varney, Rachel Fensham, Mark Minchinton, Libby Dempster,
and of course Hector Maclean. A special thank you to Judith Pippen at
QUT, who took the trouble to read and send me her comments on the
Conference draft of this paper. I have incorporated many of my
colleagues' suggestions - the remaining flaws and foibles are my own. I
would of course, as I have emphasised throughout this paper, welcome
continuing correspondence on any or all of the matters raised. Most
importantly however, it is my hope that performance researchers and
research performers will take action, and that the field will be
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